How do I find potential reverse split round-ups? Part 2

Now that you understand how to search the SEC website for potential reverse split round ups, you'll need a method to know exactly when they'll occur, and if the same terms from the DEF 14C apply.

Fortunately, the OTCBB website lists this information on its daily list the day before the reverse split takes effect. So, even if you haven't already purchased the requisite number of shares, this information will afford you a few hours time, although sometimes you will have considerably less time.

To find this information, go to the SEC website -- linked above -- and click on the "daily list" tab at the top of the page. From there, find and click the current year daily list index under the "Headlines by Date" column.

In the most recent listing, the one at the top, click the "daily list" and scan for your reverse split round-up.

Here's a screen-shot of what an actual round-up looked like:





If the screen-shot were larger, the text would continue:



"08/17/2007 13:30:29|S2|NTCI|NTCC|Nutech Inc. New Common Stock|Nutech Inc. Common Stock|08/20/2007|1-100 R/S; Holders of 10,000 shs or less (pre-split) will be issued a minimum round lot of 100 shs (post-split) **|||u"

Notice, too, the r/s round up just below it, which reads:
"08/17/2007 13:30:29|S2|DVFA|TQWI|Diversified Acquisitions, Inc. Common Stock|Tailor Aquaponics World Wide, Inc. Common Stock|08/20/2007|1-1200 R/S; Holders of 120,000 shs or less (pre-split) will be issued a minimum round lot of 100 shs (post-split) **|||u"